Free Practice CSI CSC1 Exam Questions 2025

Stay ahead with 100% Free Canadian Securities Course Exam 1 CSC1 Dumps Practice Questions

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Total 102 Questions | Updated On: Apr 11, 2025

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Question 1

Where docs primary responsibility for gatekeeping inthe securities industry reside?

A : With OS FI

B : With the market surveillance Division of CIRO.

C : With the CIRO dealer members and all Their employees

D : With the provincial securities regulators.

Answer: C

Question 2

What is the action that the CentralBank takes to limitthe impact of increased foreign Interestrates on Interest rates in Canada?

A : Decrease interest rate to balance the risk of rising inflation.

B : Reduce Interest rales to reduce demand for borrowing.

C : increase short-term interest rates to maintain the value of currency.

D : Add a default premium to interest rates to protect lenders.

Answer: C

Question 3

What is the difference between sinking funds and purchase funds concerning the redemption of bonds poor to maturity?

A : Sinking funds have mandated redemptions while purchase funds can redeem only upon certain market conditions.

B : Sinking funds can redeem bonds only if they trade below a stipulated price while purchase runes do not have such a requirement.

C : Sinking funds involve the issuer determining when bonds are redeemed while purchase funds Involve the investor determining when the bonds are redeemed.

D : Sinking funds can redeem fie bones any time while purchase funds follow a prearranged schedule.

Answer: A

Question 4

What is one at the advantages for the company when shares are publicly listed?

A : Need to keep market participants informed.

B : Shareholders goodwill

C : Additional controls on management

D : Additional disclosure.

Answer: B

Question 5